Filing Details
- Accession Number:
- 0001209191-14-068129
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-12 16:40:35
- Reporting Period:
- 2014-11-10
- Filing Date:
- 2014-11-12
- Accepted Time:
- 2014-11-12 16:40:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1311241 | Intermolecular Inc | IMI | Semiconductors & Related Devices (3674) | 201616267 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1266748 | Cmea Ventures Vi Lp | One Letterman Drive Bldg. C. Ste. Cm 500 San Francisco CA 94129-2402 | Yes | No | Yes | No | |
1340886 | J David Collier | One Letterman Drive Bldg. C. Ste. Cm 500 San Francisco CA 94129-2402 | No | No | Yes | No | |
1420406 | F James Watson | One Letterman Drive Bldg. C. Ste. Cm 500 San Francisco CA 94129-2402 | No | No | Yes | No | |
1425394 | A. Faysal Sohail | One Letterman Drive Bldg. C. Ste. Cm 500 San Francisco CA 94129-2402 | No | No | Yes | No | |
1527296 | Cmea Ventures Vi Gmbh & Co. Kg | One Letterman Drive Bldg. C. Ste. Cm 500 San Francisco CA 94129-2402 | No | No | Yes | No | |
1527297 | Cmea Ventures Vi Management, L.p. | One Letterman Drive Bldg. C. Ste. Cm 500 San Francisco CA 94129-2402 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-11-10 | 4,376,913 | $2.20 | 0 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2014-11-10 | 104,342 | $2.20 | 0 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- The shares are directly held by CMEA VI, L.P. ("CMEA VI"). The general partner of CMEA VI is CMEA Ventures VI Management, L.P. ("CMEA GP"). The general partners of CMEA GP include Faysal Sohail ("Sohail"), James Watson ("Watson") and David Collier ("Collier", collectively with Sohail and Watson, the "General Partners") and, as such, each of CMEA GP and the General Partners exercises shared voting and investment power over the shares held of record by CMEA VI. Each of the Reporting Persons disclaims beneficial ownership of the shares except to the extent of their pecuniary interest therein, if any.
- The shares are directly held by CMEA VI GmbH & Co. KG ("CMEA VI GmbH"). The managing limited partner of CMEA VI GmbH is CMEA GP and, as such, each of CMEA GP and the General Partners exercises shared voting and investment power over the shares held of record by CMEA VI GmbH. Each of the Reprorting Persons disclaims benefical ownershiop of the shares except to the extent of their pecuniary interest therein, if any.