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Home > Insider Trading > Filing (0001230245-14-000204)

Filing Details

Accession Number:: 0001230245-14-000204
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-11-12 16:32:07
Reporting Period:: 2014-11-10

Filing Date:: 2014-11-12
Accepted Time:: 2014-11-12 16:32:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1230245	Piper Jaffray Companies	PJC	Security Brokers, Dealers & Flotation Companies (6211)	300168701

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1453018	Bradley Martin Winges	800 Nicollet Mall Minneapolis MN 55402	Head, Fixed Income Services	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-11-10	1,156	$56.48	85	No	4	S	Indirect	By PJC Retirement Plan

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By PJC Retirement Plan

Footnotes

Intra-plan transfer in connection with the elimination of the Piper Jaffray Companies common stock fund as an investment option in the Piper Jaffray Companies Retirement Plan.
Based on a plan report dated November 10, 2014.