Filing Details
- Accession Number:
- 0001209191-14-068117
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-12 16:31:56
- Reporting Period:
- 2014-11-10
- Filing Date:
- 2014-11-12
- Accepted Time:
- 2014-11-12 16:31:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1200375 | Codexis Inc | CDXS | Industrial Organic Chemicals (2860) | 710872999 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1127950 | Cmea Ventures Life Sciences 2000 Lp | One Embarcadero Center Suite 3250 San Francisco CA 94111 | Yes | No | Yes | No | |
| 1340886 | J David Collier | One Embarcadero Center Suite 3250 San Francisco CA 94111 | No | No | Yes | No | |
| 1425381 | D. Karl Handelsman | One Embarcadero Center Suite 3250 San Francisco CA 94111 | No | No | Yes | No | |
| 1425387 | Cmea Ventures Ls Management 2000, L.p. | One Embarcadero Center Suite 3250 San Francisco CA 94111 | No | No | Yes | No | |
| 1425388 | Cmea Ventures Life Sciences 2000, Civil Law Partnership | One Embarcadero Center Suite 3250 San Francisco CA 94111 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-11-10 | 2,740,158 | $2.37 | 0 | No | 4 | S | Indirect | See Footnote |
| Common Stock | Disposition | 2014-11-10 | 181,067 | $2.37 | 0 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
Footnotes
- Held by CMEA Ventures Life Sciences 2000, L.P. Thomas R. Baruch, a member of the Issuer's board of directors, David Collier and Karl Handelsman are general partners of CMEA Ventures LS Management 2000, L.P., the general partner of CMEA Ventures Life Sciences 2000, L.P., and, as such, have voting and investment power over the securities held by CMEA Ventures Life Sciences 2000, L.P. Each of the Reporting Persons disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of any pecuniary interest therein.
- Held by CMEA Ventures Life Sciences 2000, Civil Law Partnership. Thomas R. Baruch, a member of the Isser's board of directors, David Collier and Karl Handelsman are general partners of CMEA Ventures LS Management 2000, L.P., the managing limited partner of CMEA Ventures Life Sciences 2000, Civil Law Partnership, and, as such, have voting and investment power over the securities held by CMEA Ventures Life Sciences 2000, Civil Law Partnership. Each of the Reporting Persons disclaims beneficial ownership of the securities reports on this Form 4 except to the extent of any pecuniary interest therein.
Billionaire Hedge Funds
