Filing Details
- Accession Number:
- 0001127602-14-031954
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-12 15:58:25
- Reporting Period:
- 2014-11-07
- Filing Date:
- 2014-11-12
- Accepted Time:
- 2014-11-12 15:58:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 822416 | Pultegroup Inc | PHM | Operative Builders (1531) | 382766606 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1568260 | L James Ossowski | 3350 Peachtree Road Northeast Suite 150 Atlanta GA 30326 | Vp Finance & Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-07 | 10,000 | $12.34 | 71,179 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-07 | 10,000 | $19.73 | 61,179 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-11 | 10,000 | $20.63 | 2,524 | No | 4 | S | Indirect | Via Michelle L Ossowski Liv Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Via Michelle L Ossowski Liv Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-11-07 | 10,000 | $0.00 | 10,000 | $12.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-08-18 | 2019-08-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Units | 1,655 | Indirect | Via 401(k) |
Footnotes
- Represents units of the PulteGroup, Inc. Stock Fund (the "Fund") of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represent 3,559.14 shares of PulteGroup, Inc. Common Stock held in the Fund as of 11/07/2014.
- These options vested 50% on 8/18/2011; and 25% on both 8/18/2012 and 8/18/2013.
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