Filing Details
- Accession Number:
- 0001209191-14-068034
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-11-12 15:49:32
- Reporting Period:
- 2013-12-13
- Filing Date:
- 2014-11-12
- Accepted Time:
- 2014-11-12 15:49:32
- Original Submission Date:
- 2013-12-17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1280263 | Ambarella Inc | AMBA | Semiconductors & Related Devices (3674) | 980459628 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1008463 | Bu Lip Tan | One California Street, Suite 2800 San Francisco CA 94111 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Disposition | 2013-12-13 | 29,810 | $0.00 | 753,188 | No | 4 | J | Indirect | See Footnote |
Ordinary Shares | Acquisiton | 2013-12-13 | 22,506 | $0.00 | 25,524 | No | 4 | J | Indirect | See Footnote |
Ordinary Shares | Disposition | 2013-12-17 | 25,524 | $24.89 | 0 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | See Footnote |
No | 4 | J | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Footnotes
- Represents a pro-rata, in-kind distribution by Pacven Walden Ventures V, L.P. and affiliated funds, without consideration, to their partners or shareholders as applicable.
- The amount of the distribution previously reported did not include shares distributed to Pacven Walden Management Co., Ltd.
- Such shares are held by Pacven Walden Ventures V, L.P. and affiliated funds. Mr. Tan disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
- Such shares are held by Pacven Walden Management Co., Ltd., of which Mr. Tan is the sole shareholder and director.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $24.82 to $24.99 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.