Filing Details
- Accession Number:
- 0001209191-14-067918
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-12 12:44:43
- Reporting Period:
- 2014-11-10
- Filing Date:
- 2014-11-12
- Accepted Time:
- 2014-11-12 12:44:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1405073 | Approach Resources Inc | AREX | Crude Petroleum & Natural Gas (1311) | 510424817 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
904293 | B Sheldon Lubar | 700 N. Water Street Suite 1200 Milwaukee WI 53202 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-10 | 10,000 | $10.61 | 86,519 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,466 | Indirect | By Lubar Nominees |
Common Stock | 920,631 | Indirect | By Lubar Equity Fund, LLC |
Footnotes
- Represents shares of the issuer's common stock purchased by the reporting person (through IRA) on November 10, 2014. The trade consisted of multiple orders with prices ranging from $10.50 per share to $10.67 per share, for a reported weighted average share price of $10.61.
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for Section 16 or any other purpose.
- These securities are directly owned by Lubar Nominees, of which the reporting person is the general partner.
- These securities are directly owned by Lubar Equity Fund, LLC. The reporting person is a director and officer of Lubar & Co. Incorporated, which is the sole manager of Lubar Equity Fund, LLC, whose owners include the reporting person, members of the reporting person's family and other legal entities that are associated with or controlled by the reporting person and members of the reporting person's family.