Filing Details

Accession Number:
0001192482-14-000229
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-12 12:39:31
Reporting Period:
2014-11-10
Filing Date:
2014-11-12
Accepted Time:
2014-11-12 12:39:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1361248 Tetralogic Pharmaceuticals Corp TLOG Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1390406 J Paul Schmitt C/O Novitas Capital Iii, L.p.
116 Research Drive
Bethlehem PA 18015
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-10 10,000 $4.06 10,000 No 4 P Direct
Common Stock Acquisiton 2014-11-10 10,000 $4.14 10,000 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,512,962 Indirect See footnote
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.01 to $4.0968, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The securities are held of record by Novitas Capital III, LP. ("Novitas III"), Novitas Capital III GP, LP ("Novitas GP") and Novitas Capital III GP Manager, LLC ("Novitas Manager"). Novitas GP is the general partner of Novitas III and Novitas Manager is the general partner of Novitas GP. The reporting person, a partner in HVPIII and HVAIII, has voting and investment power over the shares beneficially owned by HVPIII and HVAIII, and disclaims beneficial ownership of the shares beneficially owned by Novitas III, Novitas GP and Novitas Manager, except to the extent of his pecuniary interest therein.
  3. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.0488 to $4.2673, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The securities are held of record by the reporting person's spouse, Sharon Z. Schmitt. The reporting person does not have voting and investment power over the shares beneficially owend by Sharon Z. Schmitt, and disclaims beneficial ownership of the shares beneficially owned by Sharon Z. Schmitt.