Filing Details
- Accession Number:
- 0000950103-11-000151
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-14 21:45:27
- Reporting Period:
- 2011-01-12
- Filing Date:
- 2011-01-14
- Accepted Time:
- 2011-01-14 21:45:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1275014 | Ultra Clean Holdings Inc | UCTT | Semiconductors & Related Devices (3674) | 611430858 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1283712 | Bruce Wier | Ultra Clean Holdings, Inc. 26462 Corporate Ave Hayward CA 94545 | Vice President, Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-12 | 30,900 | $1.00 | 104,344 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-12 | 30,900 | $9.78 | 73,444 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-01-12 | 5,000 | $7.00 | 78,444 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-12 | 5,000 | $9.78 | 73,444 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-01-12 | 25,000 | $6.55 | 98,444 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-12 | 25,000 | $9.78 | 73,444 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-01-12 | 12,500 | $1.11 | 85,944 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-12 | 12,500 | $9.78 | 73,444 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-01-12 | 30,900 | $0.00 | 30,900 | $1.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-01-12 | 12,500 | $0.00 | 12,500 | $1.11 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-01-12 | 25,000 | $0.00 | 25,000 | $6.55 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-01-12 | 5,000 | $0.00 | 5,000 | $7.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-02-21 | 2013-02-21 | No | 4 | M | Direct |
| 17,500 | 2010-02-27 | 2019-02-27 | No | 4 | M | Direct |
| 0 | 2006-05-09 | 2015-05-09 | No | 4 | M | Direct |
| 0 | 2005-03-24 | 2014-03-24 | No | 4 | M | Direct |
Footnotes
- Sale of shares pursuant to Rule 10b5-1 Plan adopted in May 2009
- The option becomes exercisable over 4 years from the date of grant, with 25% becoming exercisable after the first year and monthly thereafter.
Billionaire Hedge Funds
