Filing Details
- Accession Number:
- 0001209191-14-067908
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-12 12:03:44
- Reporting Period:
- 2014-11-12
- Filing Date:
- 2014-11-12
- Accepted Time:
- 2014-11-12 12:03:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1512762 | Coherus Biosciences Inc. | CHRS | Biological Products, (No Disgnostic Substances) (2836) | 273615821 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1245624 | James Healy | C/O Coherus Biosciences, Inc. 201 Redwood Shores Parkway, Suite 200 Redwood City CA 94065 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.0001 Par Value | Acquisiton | 2014-11-12 | 47 | $0.00 | 47 | No | 4 | C | Direct | |
Common Stock, $0.0001 Par Value | Acquisiton | 2014-11-12 | 1,846,890 | $0.00 | 1,981,863 | No | 4 | C | Indirect | See Footnote |
Common Stock, $0.0001 Par Value | Acquisiton | 2014-11-12 | 149,970 | $0.00 | 2,131,833 | No | 4 | C | Indirect | See Footnote |
Common Stock, $0.0001 Par Value | Acquisiton | 2014-11-12 | 425,926 | $13.50 | 2,557,759 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2014-11-12 | 47 | $0.00 | 47 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2014-11-12 | 1,846,890 | $0.00 | 1,846,890 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2014-11-12 | 149,970 | $0.00 | 149,970 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The Series B Preferred Stock and Series C Preferred Stock automatically converted into shares of Issuer's Common Stock on a 1 for 1 basis upon the closing of Issuer's initial public offering.
- The Reporting Person is one of the managing members of the general partner of Sofinnova Venture Partners VII, L.P. that directly holds the reported securities, and as such, may be deemed to share voting and investment power with respect to such securities. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his proportionate pecuniary interest in Sofinnova Ventures Partners VII, L.P.
- Sofinnova Venture Partners VII, L.P. purchased an additional 425,926 shares of Issuer's Common Stock in connection with the IPO at the offering price of $13.50 per share.
- The Series B Preferred Stock and Series C Preferred Stock have no expiration date.