Filing Details
- Accession Number:
- 0001179110-14-016392
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-12 10:21:02
- Reporting Period:
- 2014-11-07
- Filing Date:
- 2014-11-12
- Accepted Time:
- 2014-11-12 10:21:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1419852 | Mattress Firm Holding Corp. | MFRM | Retail-Furniture Stores (5712) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1535415 | Karrie Forbes | C/O Mattress Firm Holding Corp. 5815 Gulf Freeway Houston TX 77023 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2014-11-07 | 1,724 | $19.00 | 62,666 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2014-11-07 | 268 | $41.25 | 62,934 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2014-11-07 | 1,992 | $65.00 | 60,942 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2014-11-10 | 3,000 | $66.00 | 57,942 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2014-11-07 | 1,754 | $65.00 | 18,292 | No | 4 | S | Indirect | By husband |
Common Stock, Par Value $0.01 Per Share | Disposition | 2014-11-10 | 1,500 | $66.00 | 16,792 | No | 4 | S | Indirect | By husband |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By husband |
No | 4 | S | Indirect | By husband |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Option to Purchase Common Stock | Disposition | 2014-11-07 | 1,724 | $0.00 | 1,724 | $19.00 |
Common Stock | Employee Option to Purchase Common Stock | Disposition | 2014-11-07 | 268 | $0.00 | 268 | $41.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
40,801 | 2012-11-17 | 2021-11-17 | No | 4 | M | Direct |
40,533 | 2014-09-04 | 2023-09-04 | No | 4 | M | Direct |
Footnotes
- The shares were issued upon the exercise of options(described in Table II) and then immediately sold.
- The sales reflected in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The sales reflected in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's husband.
- The shares that were issued upon the exercise of options by the reporting person were immediately sold, as is presented in Table I.
- One-half of the options will become exercisable in five equal annual installments beginning on November 17, 2012. The remaining stock options will become exercisable in four equal annual installments beginning on November 17, 2012, provided the issuer has met or exceeded the applicable annual specified stock price increase targets. Assuming all of the targets are met, and subject to the reporting person's continued employment with the issuer, the options will become fully exercisable on November 17, 2016.
- The stock options will become exercisable in four equal annual installments beginning on September 4, 2014. Subject to the reporting person's continued employment with the issuer, the options will become fully exercisable on September 4, 2017.
- This number represents the partial exercise of options issued to the reporting person on November 17, 2011 to purchase shares of common stock, par value $0.01 per share, of Mattress Firm Holding Corp.
- Includes options to purchase shares of common stock, par value $0.01 per share, of Mattress Firm Holding Corp. having varying exercise dates, expiration dates and exercise prices.
- Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II.