Filing Details
- Accession Number:
- 0001181431-14-036094
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-12 09:12:16
- Reporting Period:
- 2014-11-07
- Filing Date:
- 2014-11-12
- Accepted Time:
- 2014-11-12 09:12:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 928054 | Flotek Industries Inc | FTK | Miscellaneous Chemical Products (2890) | 900023731 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1548622 | A Joshua Snively | 10603 W. Sam Houston Pkwy N. Suite 300 Houston TX 77064 | Evp, Chemistry Research | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-11-07 | 30,000 | $22.53 | 143,934 | No | 4 | S | Indirect | By Joshua A. Snively, Sr. Grantor Retained Annuity Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Joshua A. Snively, Sr. Grantor Retained Annuity Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 13,174 | Direct | |
| Common Stock | 105,592 | Indirect | By Joshua A. Snively, Sr. and Heather B. Snively Revocable Trust |
Footnotes
- Mr. Snively, Sr. is a trustee and beneficiary of the named trusts. Mr. Snively, Sr. disclaims beneficial ownership of such shares except to the extent of his pecuniary interests therein.
- Disposition of 30,000 common shares in GRAT pursuant to a rule 10b5-1 Trading Plan at an average price of $25.5267.
Billionaire Hedge Funds
