Filing Details
- Accession Number:
- 0001225208-14-023070
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-12 08:24:19
- Reporting Period:
- 2014-11-10
- Filing Date:
- 2014-11-12
- Accepted Time:
- 2014-11-12 08:24:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 720005 | Raymond James Financial Inc | RJF | Security Brokers, Dealers & Flotation Companies (6211) | 591517485 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185788 | E Jeffrey Trocin | 880 Carillon Parkway St. Petersburg FL 33716 | Executive Vice President - Rjf | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-11-10 | 1,000 | $56.81 | 2,215 | No | 4 | S | Indirect | By daughters |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By daughters |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 111,755 | Direct | |
| Common Stock | 15,307 | Indirect | ESOP |
Footnotes
- The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for such transaction was $56.76 to $56.83.
- Includes 223 shares of common stock previously acquired pursuant to the registrant's Employee Stock Purchase Plan.
- Includes 214 shares of common stock acquired under registrant's ESOP through November 10, 2014.
Billionaire Hedge Funds
