Filing Details
- Accession Number:
- 0001102624-14-001851
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-12 08:00:22
- Reporting Period:
- 2014-11-10
- Filing Date:
- 2014-11-12
- Accepted Time:
- 2014-11-12 08:00:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1287032 | Prospect Capital Corp | PSEC | () | 432048643 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1294357 | F John Barry | 10 East 40Th Street, 44Th Floor New York NY 10016 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-10 | 110,000 | $9.57 | 4,535,544 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |