Filing Details

Accession Number:
0001102624-14-001849
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-12 08:00:15
Reporting Period:
2014-11-10
Filing Date:
2014-11-12
Accepted Time:
2014-11-12 08:00:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1287032 Prospect Capital Corp PSEC () 432048643
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1294355 Grier M Eliasek
10 E. 40Th Street, 44Th Floor
New York NY 10016
Chief Operating Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-10 3,027 $9.59 195,223 No 4 P Direct
Common Stock Acquisiton 2014-11-10 1,973 $9.51 197,196 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct