Filing Details
- Accession Number:
- 0001181431-14-036077
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-12 06:04:44
- Reporting Period:
- 2014-11-11
- Filing Date:
- 2014-11-12
- Accepted Time:
- 2014-11-12 06:04:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1393066 | Resolute Forest Products Inc. | RFP | Paper Mills (2621) | 980526415 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1414465 | Yves Laflamme | 111 Duke Street, Suite 5000 Montreal A8 H3C 2M1 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-11 | 6,355 | $16.45 | 50,870 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-11 | 5,835 | $18.53 | 45,035 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-11-11 | 520 | $18.53 | 44,515 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-11-11 | 10,615 | $11.41 | 55,130 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-11 | 7,781 | $18.54 | 47,349 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-11-11 | 2,834 | $18.54 | 44,515 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-11-11 | 7,633 | $15.66 | 52,148 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-11 | 6,787 | $18.56 | 45,361 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-11-11 | 846 | $18.56 | 44,515 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock option (right to buy) | Disposition | 2014-11-11 | 6,355 | $0.00 | 6,355 | $16.45 |
Common Stock | Stock option (right to buy) | Disposition | 2014-11-11 | 10,615 | $0.00 | 10,615 | $11.41 |
Common Stock | Stock option (right to buy) | Disposition | 2014-11-11 | 7,633 | $0.00 | 7,633 | $15.66 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,355 | 2012-11-03 | 2021-11-03 | No | 4 | M | Direct |
21,228 | 2013-11-08 | 2022-11-08 | No | 4 | M | Direct |
22,898 | 2014-11-06 | 2023-11-06 | No | 4 | M | Direct |
Footnotes
- Represents a weighted average; the shares were sold in multiple transactions at prices ranging from $18.49 to $18.61. The reporting person undertakes to provide to Resolute Forest Products Inc., any security holder of Resolute Forest Products Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the specified range.
- Represents a weighted average; the shares were sold in multiple transactions at prices ranging from $18.49 to $18.59. The reporting person undertakes to provide to Resolute Forest Products Inc., any security holder of Resolute Forest Products Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the specified range.
- Represents a weighted average; the shares were sold in multiple transactions at prices of $18.56 and $18.57. The reporting person undertakes to provide to Resolute Forest Products Inc., any security holder of Resolute Forest Products Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price indicated.
- The options were awarded on November 3, 2011, vesting in four equal annual installments beginning on November 3, 2012.
- The options were awarded on November 8, 2012, vesting in four equal annual installments beginning on November 8, 2013.
- The options were awarded on November 6, 2013, vesting in four equal annual installments beginning on November 6, 2014.