Filing Details

Accession Number:
0001225208-14-023054
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-12 06:00:51
Reporting Period:
2014-11-07
Filing Date:
2014-11-12
Accepted Time:
2014-11-12 06:00:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874766 Hartford Financial Services Group Inc HIG Fire, Marine & Casualty Insurance (6331) 133317783
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1615548 J Raymond Sprague One Hartford Plaza
Hartford CT 06155
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-07 14,754 $20.63 43,200 No 4 M Direct
Common Stock Disposition 2014-11-07 14,754 $40.00 28,446 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2014-11-07 14,754 $20.63 14,754 $20.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,378 2022-02-28 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock Units 27,266 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $83.00 2016-02-15 3,183 3,183 Direct
Common Stock Stock Option $71.27 2015-02-19 3,718 3,718 Direct
Common Stock Stock Option $74.88 2018-02-26 4,372 4,372 Direct
Common Stock Stock Option $93.69 2017-02-27 3,135 3,135 Direct
Common Stock Stock Option $28.91 2021-03-01 14,870 14,870 Direct
Common Stock Stock Option $35.83 2024-03-04 17,941 17,941 Direct
Common Stock Stock Option $24.15 2023-03-05 21,594 21,594 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-02-15 3,183 3,183 Direct
2015-02-19 3,718 3,718 Direct
2018-02-26 4,372 4,372 Direct
2017-02-27 3,135 3,135 Direct
2021-03-01 14,870 14,870 Direct
2024-03-04 17,941 17,941 Direct
2023-03-05 21,594 21,594 Direct
Footnotes
  1. Transaction effected pursuant to a pre-planned trading plan entered into on August 7, 2014 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
  2. One-third of the options became exercisable on February 28, 2013, an additional one-third of the options became exercisable on February 28, 2014, and the remaining one-third of the options will become exercisable on Februrary 28, 2015, the third anniversary of the grant date.
  3. The options became fully exercisable on February 15, 2009, the third anniversary of the grant date.
  4. The options became fully exercisable on February 17, 2008, the third anniversary of the grant date.
  5. The options became fully exercisable on February 26, 2011, the third anniversary of the grant date.
  6. The options became fully exercisable on February 27, 2010, the third anniversary of the grant date.
  7. The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.
  8. One-third of the options will become exercisable on March 4, 2015, an additional one-third of the options will become exercisable on March 4, 2016, and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date.
  9. One-third of the options became exercisable on March 5, 2014, an additional one-third of the options will become exercisable on March 5, 2015, and the remaining one-third of the options will become exercisable on March 5, 2016, the third anniversary of the grant date.