Filing Details
- Accession Number:
- 0001214659-14-007519
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-10 21:07:10
- Reporting Period:
- 2014-11-07
- Filing Date:
- 2014-11-10
- Accepted Time:
- 2014-11-10 21:07:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
814547 | Fair Isaac Corp | FICO | Services-Business Services, Nec (7389) | 941499887 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1203980 | George A Battle | 181 Metro Drive San Jose CA 95110 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-07 | 6,375 | $34.22 | 19,078 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-07 | 6,375 | $70.00 | 12,703 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non Qualified Stock Option (right to buy) | Disposition | 2014-11-07 | 6,375 | $0.00 | 6,375 | $34.22 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-02-01 | 2015-01-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 0 | Indirect | The Perkins-Battle 2011 Family Trust Agreement, DTD 10/26/2011 |
Common Stock | 9,602 | Indirect | A. George Battle 2011 Separate Property Trust |
Common Stock | 10,000 | Indirect | Treehouse Vineyards LLC |
Footnotes
- Exercised and sold pursuant to reporting person's 10b5-1 plan.
- Since the date of the reporting person's last ownership report, 3,683 shares of FICO common stock were transferred to his former spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former spouse. The reporting person's 3,683 shares held in this trust were transferred to the A. George Battle 2011 Separate Property Trust.
- This option vested in full upon this date.
- Since the date of the reporting person's last ownership report, 53,313 stock options were transferred from his outstanding stock option grants to his former spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former spouse.