Filing Details

Accession Number:
0001214659-14-007519
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-10 21:07:10
Reporting Period:
2014-11-07
Filing Date:
2014-11-10
Accepted Time:
2014-11-10 21:07:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
814547 Fair Isaac Corp FICO Services-Business Services, Nec (7389) 941499887
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1203980 George A Battle 181 Metro Drive
San Jose CA 95110
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-07 6,375 $34.22 19,078 No 4 M Direct
Common Stock Disposition 2014-11-07 6,375 $70.00 12,703 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non Qualified Stock Option (right to buy) Disposition 2014-11-07 6,375 $0.00 6,375 $34.22
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-02-01 2015-01-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 0 Indirect The Perkins-Battle 2011 Family Trust Agreement, DTD 10/26/2011
Common Stock 9,602 Indirect A. George Battle 2011 Separate Property Trust
Common Stock 10,000 Indirect Treehouse Vineyards LLC
Footnotes
  1. Exercised and sold pursuant to reporting person's 10b5-1 plan.
  2. Since the date of the reporting person's last ownership report, 3,683 shares of FICO common stock were transferred to his former spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former spouse. The reporting person's 3,683 shares held in this trust were transferred to the A. George Battle 2011 Separate Property Trust.
  3. This option vested in full upon this date.
  4. Since the date of the reporting person's last ownership report, 53,313 stock options were transferred from his outstanding stock option grants to his former spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former spouse.