Filing Details
- Accession Number:
- 0001127602-14-031785
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-10 19:02:08
- Reporting Period:
- 2014-11-07
- Filing Date:
- 2014-11-10
- Accepted Time:
- 2014-11-10 19:02:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1113169 | Price T Rowe Group Inc | TROW | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 522264646 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1221781 | Alfred Sommer | T. Rowe Price Group, Inc. P.o. Box 89000 Baltimore MD 21289-0320 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-07 | 4,062 | $32.26 | 24,885 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-07 | 4,062 | $40.30 | 28,947 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-07 | 4,062 | $46.11 | 33,009 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-07 | 12,186 | $83.02 | 20,823 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2014-11-07 | 4,062 | $0.00 | 4,062 | $32.26 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2014-11-07 | 4,062 | $0.00 | 4,062 | $40.30 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2014-11-07 | 4,062 | $0.00 | 4,062 | $46.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-10-31 | 2015-10-31 | No | 4 | M | Direct |
| 0 | 2007-05-01 | 2016-05-01 | No | 4 | M | Direct |
| 0 | 2007-10-30 | 2016-10-30 | No | 4 | M | Direct |
Footnotes
- The range of prices for this transaction were $83.03 to $83.11. Will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each seperate price.
- As required under the relevant plan and option agreements, the strike price and number of shares subject to outstanding stock options were adjusted by 1.56% on December 13, 2012, the ex-dividend date, as a result of a special dividend that was declared by T. Rowe Price Group, Inc.
Billionaire Hedge Funds
