Filing Details
- Accession Number:
- 0001209191-14-067691
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-10 18:18:39
- Reporting Period:
- 2014-11-07
- Filing Date:
- 2014-11-10
- Accepted Time:
- 2014-11-10 18:18:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1539638 | Triumph Bancorp Inc. | TBK | State Commercial Banks (6022) | 200477066 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1621665 | Todd C Sparks | 12700 Park Central Drive Suite 1700 Dallas TX 75251 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-07 | 8,000 | $12.06 | 240,902 | No | 4 | P | Indirect | By Sparco Market Fund |
Common Stock | Acquisiton | 2014-11-07 | 1,000 | $12.31 | 241,902 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-11-07 | 8,000 | $12.18 | 249,902 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Sparco Market Fund |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Through Merrill Lynch Pierce Fenner & Smith Inc. custodian FBO Sparco Market Fund. Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership, except to the extent of his pecuniary interest.
- Includes (i) 206,309 shares of common stock beneficially owned through SBS Equity, LLC, (ii) 17,271 shares of common stock beneficially owned through The Sparks Foundation, Inc., and (iii) 8,000 shares owned by Merrill Lynch Pierce Fenner & Smith Inc. custodian FBO Sparco Market Fund. Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.
- Through Merrill Lynch Pierce Fenner & Smith Inc. custodian FBO the individual account of reporting person
- Through Merrill Lynch Pierce Fenner & Smith Inc. custodian FBO the Discovery Operating Inc 401k account of reporting person.