Filing Details
- Accession Number:
- 0000905718-14-000729
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-10 17:04:13
- Reporting Period:
- 2014-11-07
- Filing Date:
- 2014-11-10
- Accepted Time:
- 2014-11-10 17:04:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1466815 | Cambium Learning Group Inc. | ABCD | Miscellaneous Publishing (2741) | 270587428 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1477681 | Vss-Cambium Holdings Iii, Llc | C/O Veronis Suhler Stevenson 55 East 52Nd Street, 33Rd Floor New York NY 10055 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2014-11-07 | 755,077 | $0.01 | 32,339,477 | No | 4 | X | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2014-11-07 | 4,882 | $1.55 | 32,334,595 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Warrant (right to buy) | Disposition | 2014-11-07 | 755,077 | $0.00 | 755,077 | $0.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-12-08 | 2014-12-08 | No | 4 | X | Direct |
Footnotes
- On November 7, 2014, the reporting person exercised a warrant to purchase 755,077 shares of the common stock of Cambium Learning Group, Inc. (the "Company") for $0.01 per share. The reporting person paid the exercise price on a cashless basis, resulting in the Company's withholding of 4,882 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 750,195 shares.