Filing Details
- Accession Number:
- 0001590177-14-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-10 16:46:26
- Reporting Period:
- 2014-11-06
- Filing Date:
- 2014-11-10
- Accepted Time:
- 2014-11-10 16:46:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1039399 | Formfactor Inc | FORM | Semiconductors & Related Devices (3674) | 133711155 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1590177 | Mike Slessor | 7005 Southfront Road Livermore CA 94551 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-06 | 19,998 | $0.00 | 130,860 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-07 | 7,515 | $8.71 | 123,345 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2014-11-06 | 19,998 | $0.00 | 19,998 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 104,998 | No | 4 | M | Direct |
Footnotes
- Represents vested shares of common stock issued pursuant to the conversion of one-third of the restricted stock units granted November 6, 2012.
- Represents vested shares of common stock sold to satisfy certain tax withholding obligations associated with the conversion of the restricted stock units.
- Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $8.7066 through $8.74. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The Restricted Stock Units vest and are exercisable in three annual installments on each November 6 of 2013, 2014, and 2015 (or the first market trading day during an open trading window under the Issuer's insider trading policy thereafter if the applicable vesting date is not on a market trading day during an open trading window).
- The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.
Billionaire Hedge Funds
