Filing Details
- Accession Number:
- 0001209191-14-067599
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-10 16:36:47
- Reporting Period:
- 2014-11-07
- Filing Date:
- 2014-11-10
- Accepted Time:
- 2014-11-10 16:36:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1142596 | Nuvasive Inc | NUVA | Surgical & Medical Instruments & Apparatus (3841) | 330768598 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1289410 | V Alexis Lukianov | 7475 Lusk Blvd San Diego CA 92121 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-06-10 | 16,300 | $0.00 | 183,538 | No | 5 | G | Direct | |
Common Stock | Disposition | 2014-06-11 | 1,000 | $0.00 | 182,538 | No | 5 | G | Direct | |
Common Stock | Disposition | 2014-08-08 | 4,700 | $0.00 | 177,838 | No | 5 | G | Direct | |
Common Stock | Disposition | 2014-09-09 | 1,000 | $0.00 | 176,838 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2014-11-07 | 25,000 | $18.31 | 201,838 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-07 | 25,000 | $41.40 | 176,838 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right-to-Buy) | Acquisiton | 2006-01-03 | 25,000 | $0.00 | 25,000 | $18.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-01-03 | No | 4 | M | Direct |
Footnotes
- Represents a bona-fide gift of 16,300 shares.
- Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive or purchase (as appropriate) shares pursuant to previously disclosed Company equity awards.
- Represents a bona-fide gift of 1,000 shares.
- Represents a bona-fide gift of 4,700 shares.
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on November 15, 2013, which is intended to comply with Rule 10b5-1.
- Weighted average from 45 transactions with prices ranging from $41.14 to $41.83. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares sold at each separate price.
- The option, representing a right to purchase a total of 244,539 shares, became exercisable as follows: 25% of the shares vested on January 3, 2007; 1/48th of the remaining shares vested monthly thereafter so that all shares were fully vested as of January 3, 2010, subject to continued employment through each vesting period.