Filing Details

Accession Number:
0001225208-14-022993
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-10 16:12:01
Reporting Period:
2014-11-06
Filing Date:
2014-11-10
Accepted Time:
2014-11-10 16:12:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874766 Hartford Financial Services Group Inc HIG Fire, Marine & Casualty Insurance (6331) 133317783
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1534150 Robert Rupp One Hartford Plaza
Hartford CT 06155
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-11-06 14,414 $39.67 15,211 No 4 F Direct
Common Stock Disposition 2014-11-07 3,803 $39.75 11,408 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock Units 17,858 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $20.63 2022-02-28 84,467 84,467 Direct
Common Stock Stock Option $35.83 2024-03-04 66,100 66,100 Direct
Common Stock Stock Option $24.15 2023-03-05 89,974 89,974 Direct
Common Stock Stock Option $17.83 2021-11-04 92,230 92,230 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-02-28 84,467 84,467 Direct
2024-03-04 66,100 66,100 Direct
2023-03-05 89,974 89,974 Direct
2021-11-04 92,230 92,230 Direct
Footnotes
  1. Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2010 Incentive Stock Plan.
  2. Transaction effected pursuant to a pre-planned trading plan entered into on August 1, 2014, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
  3. One-third of the options became exercisable on February 28, 2013, an additional one-third of the options became exercisable on February 28, 2014, and the remaining one-third of the options will become exercisable on February 28, 2015, the third anniversary of the grant date.
  4. One-third of the options will become exercisable on March 4, 2015, an additional one-third of the options will become exercisable on March 4, 2016, and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date.
  5. One-third of the options became exercisable on March 5, 2014, an additional one-third of the options will become exercisable on March 5, 2015 and the remaining one-third of the options will become exercisable on March 5, 2016, the third anniversary of the grant date.
  6. The options became fully exercisable on November 4, 2014 , the third anniversary of the grant date.