Filing Details
- Accession Number:
- 0001407682-11-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-14 17:46:20
- Reporting Period:
- 2011-01-13
- Filing Date:
- 2011-01-14
- Accepted Time:
- 2011-01-14 17:46:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1094392 | Rudolph Technologies Inc | RTEC | Industrial Instruments For Measurement, Display, And Control (3823) | 223531208 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196447 | H Nathan Little | C/O Rudolph Technologies, Inc. One Rudolph Road, Po Box 1000 Flanders NJ 07836 | Exec. Vp & Gm Inspection Bu | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-01-13 | 5,000 | $9.25 | 76,164 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-01-13 | 5,000 | $8.90 | 71,164 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-01-14 | 5,000 | $9.75 | 66,164 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The stock sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan effective on September 12, 2010.
- Certain Forms 4 previously filed by the Reporting Person have improperly reported the total number of securities beneficially owned by the Reporting Person following the transactions reported thereon. As a result of grants of restricted stock units to the Reporting Person on 2/16/06, 2/1/07, 1/31/08, and 2/10/09 (which were reported on Form 4) the Reporting Person directly beneficially held 48,570 restricted stock units prior to the transactions reported here. Following the transactions, the Reporting Person directly beneficially holds a total of 66,164 shares and restricted stock units as reported above in Column 5.
Billionaire Hedge Funds
