Filing Details
- Accession Number:
- 0001181431-14-035967
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-10 11:32:33
- Reporting Period:
- 2014-11-06
- Filing Date:
- 2014-11-10
- Accepted Time:
- 2014-11-10 11:32:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880631 | Wisdomtree Investments Inc. | WETF | Security Brokers, Dealers & Flotation Companies (6211) | 133487784 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 934992 | L Jonathan Steinberg | C/O Wisdomtree Investments, Inc. 245 Park Avenue, 35Th Floor New York NY 10167 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-06 | 417,500 | $0.16 | 5,717,806 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-06 | 250,500 | $15.53 | 5,467,306 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-07 | 417,500 | $0.16 | 5,884,806 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-07 | 250,500 | $15.62 | 5,634,306 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2014-11-06 | 417,500 | $0.00 | 417,500 | $0.16 |
| Common Stock | Stock Option (right to buy) | Disposition | 2014-11-07 | 417,500 | $0.00 | 417,500 | $0.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 417,500 | 2014-11-09 | No | 4 | M | Direct | |
| 0 | 2014-11-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 798 | Indirect | Owned by Spouse |
Footnotes
- The price included in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.26 to $15.73, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- The price included in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.32 to $15.79, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- Exercisable as to 417,500 shares on each of November 10, 2004 and 2005.
Billionaire Hedge Funds
