Filing Details
- Accession Number:
- 0001354488-14-005519
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-07 20:18:53
- Reporting Period:
- 2014-11-03
- Filing Date:
- 2014-11-07
- Accepted Time:
- 2014-11-07 20:18:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 843006 | Issuer Direct Corp | ISDR | Commercial Printing (2750) | 261331503 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1493578 | T Wesley Pollard | 500 Perimter Park Drive, Suite D C/O Issuer Direct Corp. Morrisville NC 27560 | Chief Financial Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-11-03 | 1,000 | $10.01 | 84,735 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option | Disposition | 2014-11-03 | 1,000 | $2.10 | 1,000 | $2.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,065 | 2014-11-03 | 2015-08-22 | No | 4 | X | Direct |
Footnotes
- Exercised options to purchase 1,000 shares of common stock at $2.10 per share, and sold the shares at $10.01 per share. This transaction was effected pursuant to Rule 10b5-1, adopted by the reporting person on November 21,2013.
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