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Filing Details

Accession Number:: 0001019687-14-004121
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-11-07 18:04:25
Reporting Period:: 2014-11-05

Filing Date:: 2014-11-07
Accepted Time:: 2014-11-07 18:04:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1158114	Applied Optoelectronics Inc.	AAOI	Semiconductors & Related Devices (3674)	760533927

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1587462	(Fred) Hung-Lun Chang	C/O Applied Optoelectronics, Inc. 13115 Jess Pirtle Blvd. Sugar Land TX 77478	*** See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, $0.001 Par Value	Acquisiton	2014-11-05	367	$6.00	3,773	No	4	M	Direct
Common Stock, $0.001 Par Value	Acquisiton	2014-11-05	538	$6.00	4,311	No	4	M	Direct
Common Stock, $0.001 Par Value	Disposition	2014-11-05	100	$15.71	4,211	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2014-11-05	100	$15.72	4,111	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2014-11-05	100	$15.71	4,011	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2014-11-05	100	$15.67	3,911	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2014-11-05	100	$15.57	3,811	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2014-11-05	100	$15.58	3,711	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2014-11-05	100	$15.76	3,611	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2014-11-05	100	$15.76	3,511	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2014-11-05	100	$15.76	3,411	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2014-11-05	100	$15.70	3,311	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2014-11-05	100	$15.76	3,211	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2014-11-05	100	$15.76	3,111	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2014-11-05	100	$15.58	3,011	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2014-11-05	100	$15.76	2,911	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2014-11-05	100	$15.58	2,811	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2014-11-05	206	$15.77	2,605	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2014-11-05	100	$15.83	2,505	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2014-11-05	100	$15.72	2,405	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2014-11-05	100	$15.75	2,305	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2014-11-05	105	$15.60	2,200	No	4	S	Direct
Common Stock, $0.001 Par Value	Disposition	2014-11-05	100	$15.61	2,100	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

Sales were effected pursuant to Rule 10b5-1 trading plan dated May 13, 2014.