Filing Details
- Accession Number:
- 0001062993-14-006358
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-11-07 16:54:56
- Reporting Period:
- 2013-09-27
- Filing Date:
- 2014-11-07
- Accepted Time:
- 2014-11-07 16:54:56
- Original Submission Date:
- 2013-12-31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 102109 | Universal Security Instruments Inc | UUU | Wholesale-Electronic Parts & Equipment, Nec (5065) | 520898545 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1342857 | North Star Investment Management Corp. | 20 N. Wacker Drive Suite # 1416 Chicago IL 60606 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-27 | 0 | $0.00 | 0 | No | 4 | P | Indirect | Self as investment adviser |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Self as investment adviser |
Footnotes
- This Form 4 is not being filed to report any securities transaction; see note 2 below.
- The Reporting Person was and continues to be registered as an investment adviser and, accordingly, pursuant to Rule 16a-1(a), is not deemed to own or have beneficially owned shares of the common stock of the Issuer for Section 16(a) reporting purposes. Accordingly, the Reporting Person has not been subject to Section 16 reporting obligations with respect to the common stock of the Issuer. This amendment effectively withdraws any Form 3 and all Form 4s filed by the Reporting Person with respect to the common stock of the Issuer.
Billionaire Hedge Funds
