Home > Insider Trading > Filing (0001054374-14-000158)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1054374	Broadcom Corp	BRCM	Semiconductors & Related Devices (3674)	330480482

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1190639	Eric Brandt	5300 California Avenue Irvine CA 92617	Executive Vice President & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Disposition	2014-11-05	15,895	$41.75	518,830	No	4	F	Direct
Class A Common Stock	Disposition	2014-11-05	2,500	$41.67	516,330	No	4	S	Direct
Class A Common Stock	Disposition	2014-11-05	1,500	$41.67	514,830	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

The shares were withheld by the Issuer in satisfaction of the withholding taxes incurred in connection with the vesting of restricted stock units previously awarded to the Reporting Person. The withholding of the shares is an exempt disposition pursuant to Rule 16b-3(e) of the Securities Exchange Act of 1934, as amended.
The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Such transaction was executed in multiple trades at prices ranging from $41.47 to $41.82. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Such transaction was executed in multiple trades at prices ranging from $41.53 to $41.84. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Includes (i) 163,154 shares that are held as Class A common stock and (ii) 351,676 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.