Filing Details
- Accession Number:
- 0001225208-14-022947
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-07 16:30:39
- Reporting Period:
- 2014-11-05
- Filing Date:
- 2014-11-07
- Accepted Time:
- 2014-11-07 16:30:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1564429 | J. Bernard Clark | 211 Main Street San Francisco CA 94105 | Evp - Advisor Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-11-05 | 4,248 | $28.71 | 89,806 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,289 | Direct | |
Common Stock | 3,340 | Indirect | by 401(k) |
Common Stock | 602 | Indirect | by ESOP |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2014.