Filing Details
- Accession Number:
- 0001209191-14-067301
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-07 16:05:22
- Reporting Period:
- 2014-11-06
- Filing Date:
- 2014-11-07
- Accepted Time:
- 2014-11-07 16:05:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 721693 | China Recycling Energy Corp | CREG | Services-Business Services, Nec (7389) | 900093373 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1419251 | Carlyle Asia Growth Partners Iii, L.p. | C/O Intertrust Corporate Services (Cayman) Limited, 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005 | No | No | Yes | No | |
| 1419252 | Cagp General Partner, L.p. | C/O Intertrust Corporate Services (Cayman) Limited, 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005 | No | No | Yes | No | |
| 1419253 | Cagp, Ltd. | C/O Intertrust Corporate Services (Cayman) Limited, 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005 | No | No | Yes | No | |
| 1419258 | Cagp Iii Co-Investment, L.p. | C/O Intertrust Corporate Services (Cayman) Limited, 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005 | No | No | Yes | No | |
| 1475444 | Tc Group Cayman Investment Holdings, L.p. | C/O Intertrust Corporate Services (Cayman) Limited, 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005 | No | No | Yes | No | |
| 1527166 | L.p. Group Carlyle | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004 | No | No | Yes | No | |
| 1548624 | L.l.c. Management Group Carlyle | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004 | No | No | Yes | No | |
| 1548629 | L.l.c. Gp Ii Holdings Carlyle | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004 | No | No | Yes | No | |
| 1548630 | L.p. Ii Holdings Carlyle | C/O The Carlyle Group 1001 Pennsylvania Ave. Nw, Suite 220S Washington DC 20004 | No | No | Yes | No | |
| 1548636 | L.p. Sub Holdings Investment Cayman Group Tc | C/O Intertrust Corporate Services (Cayman) Limited, 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $0.001 Par Value | Disposition | 2014-11-06 | 1,142,857 | $1.75 | 8,248,233 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnote |
Footnotes
- Following the consummation of the transactions reported herein, Carlyle Asia Growth Partners III, L.P. and CAGP III Co-Investment, L.P. are the record holders of 7,896,971 and 351,262 shares, respectively, of Common Stock of China Recycling Energy Corporation. Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P. which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole shareholder of CAGP, Ltd., which is the general partner of CAGP General Partner, L.P., which is the general partner of each of Carlyle Asia Growth Partners III, L.P. and CAGP III Co-Investment, L.P.
Billionaire Hedge Funds
