Filing Details
- Accession Number:
- 0001209191-11-003281
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-14 17:15:36
- Reporting Period:
- 2011-01-12
- Filing Date:
- 2011-01-14
- Accepted Time:
- 2011-01-14 17:15:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 785815 | Rocky Mountain Chocolate Factory Inc | RMCF | Sugar & Confectionery Products (2060) | 840910696 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1258029 | L Edward Dudley | 265 Turner Drive Durango CO 81303 | Vp Sales & Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2011-01-12 | 6,468 | $1.53 | 59,337 | No | 4 | A | Direct | |
| Common | Disposition | 2011-01-14 | 3,468 | $10.05 | 55,869 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Options | Disposition | 2011-01-12 | 6,468 | $1.53 | 6,468 | $1.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 43,742 | 2002-03-01 | 2011-03-01 | No | 4 | M | Direct |
Billionaire Hedge Funds
