Filing Details
- Accession Number:
- 0001127602-14-031579
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-07 15:30:16
- Reporting Period:
- 2014-11-06
- Filing Date:
- 2014-11-07
- Accepted Time:
- 2014-11-07 15:30:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
72971 | Wells Fargo & Company | WFC | National Commercial Banks (6021) | 410449260 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1201258 | G John Stumpf | 420 Montgomery Street San Francisco CA 94104 | President, Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $1 2/3 Par Value | Disposition | 2014-11-04 | 160,663 | $0.00 | 168,534 | No | 5 | G | Direct | |
Common Stock, $1 2/3 Par Value | Acquisiton | 2014-11-04 | 160,663 | $0.00 | 1,125,976 | No | 5 | G | Indirect | Through Family Trust |
Common Stock, $1 2/3 Par Value | Disposition | 2014-11-06 | 168,534 | $0.00 | 0 | No | 5 | G | Direct | |
Common Stock, $1 2/3 Par Value | Acquisiton | 2014-11-06 | 168,534 | $0.00 | 1,294,510 | No | 5 | G | Indirect | Through Family Trust |
Common Stock, $1 2/3 Par Value | Disposition | 2014-11-06 | 160,663 | $54.02 | 1,133,847 | No | 4 | S | Indirect | Through Family Trust |
Common Stock, $1 2/3 Par Value | Disposition | 2014-11-07 | 168,534 | $54.08 | 965,313 | No | 4 | S | Indirect | Through Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | G | Indirect | Through Family Trust |
No | 5 | G | Direct | |
No | 5 | G | Indirect | Through Family Trust |
No | 4 | S | Indirect | Through Family Trust |
No | 4 | S | Indirect | Through Family Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $1 2/3 Par Value | 88,118 | Indirect | Through 401(k) Plan |
Common Stock, $1 2/3 Par Value | 7,638 | Indirect | Through Ira |
Common Stock, $1 2/3 Par Value | 112,000 | Indirect | Through JJS 2011 Irrevocable Trust |
Common Stock, $1 2/3 Par Value | 150,000 | Indirect | Through RT 2011 Irrevocable Trust |
Common Stock, $1 2/3 Par Value | 4,802 | Indirect | Through Self Employed Pension Plan |
Common Stock, $1 2/3 Par Value | 5,319 | Indirect | Through Spouse's Ira |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.07 inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.05 to $54.13 inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- Reflects share equivalent of units in Wells Fargo ESOP Fund of 401(k) Plan (the "Plan") as of October 31, 2014, as if investable cash equivalents held by Plan were fully invested in Company common stock.