Filing Details
- Accession Number:
- 0001140361-14-040674
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-07 14:27:44
- Reporting Period:
- 2014-11-05
- Filing Date:
- 2014-11-07
- Accepted Time:
- 2014-11-07 14:27:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1421517 | Energy Recovery Inc. | ERII | Special Industry Machinery, Nec (3559) | 010616867 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1429459 | Peter Ole Lorentzen | Postboks A, Bygd0Y Oslo Q8 0211 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2014-11-05 | 80,500 | $4.21 | 8,014,727 | No | 4 | P | Indirect | See Note |
| Common Shares | Acquisiton | 2014-11-06 | 116,700 | $4.30 | 8,131,427 | No | 4 | P | Indirect | See Note |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See Note |
| No | 4 | P | Indirect | See Note |
Footnotes
- The filing persons are Ole Peter Lorentzen and Ludvig Lorentzen AS. Mr. Lorentzen is the controlling owner of Ludvig Lorentzen AS. The Issuer's Common Shares reported on this Form 4 as being beneficially owned by Mr. Lorentzen include 7,341,093 Common Shares held by Ludvig Lorentzen AS and Common Shares held by other accounts controlled by Mr. Lorentzen. The filing persons disclaim beneficial ownership of the securities reported on this Form 4 except to the extent of their pecuniary interest therein.
Billionaire Hedge Funds
