Filing Details

Accession Number:
0001140361-14-040671
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-07 14:16:48
Reporting Period:
2014-11-05
Filing Date:
2014-11-07
Accepted Time:
2014-11-07 14:16:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
881790 Hf Financial Corp HFFC Savings Institution, Federally Chartered (6035) 460418532
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204244 W John Palmer 20 East Jefferson Avenue
Naperville IL 60540
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-05 5,000 $13.50 42,847 No 4 P Indirect By Goodbody/PL Capital, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Goodbody/PL Capital, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,446 Direct
Common Stock 255,316 Indirect By Financial Edge Fund, LP
Common Stock 93,588 Indirect By Financial Edge-Strategic Fund, LP
Common Stock 169,344 Indirect By PL Capital/Focused Fund, LP
Common Stock 11,657 Indirect By PL Capital Defined Benefit Pension Plan
Common Stock 4,000 Indirect By Albernet OU
Footnotes
  1. Financial Edge Fund, LP is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of Financial Edge Fund, LP. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  2. Financial Edge-Strategic Fund, LP is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of Financial Edge-Strategic Funds, LP. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of the pecuniary interest therein.
  3. Goodbody/PL Capital, LP is a Delaware limited partnership. Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, LP. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interst therein.
  4. PL Capital/Focused Fund, LP is a Delaware limited partnership. PL Capital, LLP is a Delaware limited liability company and is the sole General Partner of PL Capital/Focused Fund, LP. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  5. The PL Capital Defined Benefit Pension Plan is a defined benefit plan for PL Capital, LLC and its two Managing Members, of which, Mr. Palmer is one. These Managing Members direct the affairs of the PL Capital Defined Benefit Pension Plan.
  6. Albernet OU is an Estonia company. PL Capital, LLC is a Delaware limited liability company and an investment advisor to Albernet OU. Mr. Palmer is the holder of a 50% equity interest in, and one of two Managing Members of PL Capital, LLC. Mr. Palmer disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.