Home > Insider Trading > Filing (0001140361-14-040591)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1054102	Pdi Inc	PDII	Services-Business Services, Nec (7389)	222919486

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1450485	Nancy Lurker	C/O Pdi Inc., Morris Corporate Center 1, Building A, 300 Interpace Parkway Parsippany NJ 07054	Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-11-05	27,500	$1.74	460,903	No	4	P	Indirect	By IRA
Common Stock	Acquisiton	2014-11-05	27,500	$1.75	488,403	No	4	P	Indirect	By IRA
Common Stock	Acquisiton	2014-11-05	500	$1.72	488,903	No	4	P	Indirect	By Self as Custodian for Daughter
Common Stock	Acquisiton	2014-11-05	500	$1.72	489,403	No	4	P	Indirect	By Self as Custodian for Daughter
Common Stock	Acquisiton	2014-11-06	1,000	$1.60	490,403	No	4	P	Indirect	By Spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By IRA
No	4	P	Indirect	By IRA
No	4	P	Indirect	By Self as Custodian for Daughter
No	4	P	Indirect	By Self as Custodian for Daughter
No	4	P	Indirect	By Spouse

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	433,403	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Appreciation Rights	$5.03	2015-03-01	58,902	58,902	Direct
Common Stock	Stock Appreciation Rights	$6.41	2017-01-31	111,684	170,586	Direct
Common Stock	Stock Appreciation Rights	$5.44	2018-04-04	141,700	312,286	Direct
Common Stock	Stock Appreciation Rights	$5.10	2019-02-26	177,665	489,951	Direct
Common Stock	Stock Appreciation Rights	$5.10	2019-02-26	188,165	678,116	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2015-03-01	58,902	58,902	Direct
2017-01-31	111,684	170,586	Direct
2018-04-04	141,700	312,286	Direct
2019-02-26	177,665	489,951	Direct
2019-02-26	188,165	678,116	Direct

Footnotes

Includes 50,702 restricted shares of common stock that vest on January 31, 2015, 51,320 restricted shares of common stock that vest on April 4, 2016, and 63,177 restricted shares of common stock that vest on February 26, 2017.
Open-market purchase
Currently exercisable.
Stock appreciation rights that are currently two-thirds vested and the remaining one-third vest on 1/31/15.
Stock appreciation rights that vest one-third on each of 4/4/14, 4/4/15, and 4/4/16.
Stock appreciation rights that vest one-third on each of 2/26/15, 2/26/16, and 2/26/17.
Performance contingent stock appreciation rights ("SARs"). The SARs vest 36,496 on 2/26/15, 64,460 on 2/26/16, and 87,209 on 2/27/17. The SARs are only exercisable if the performance conditions are met.