Filing Details
- Accession Number:
- 0001209191-14-067168
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-06 20:22:01
- Reporting Period:
- 2014-11-04
- Filing Date:
- 2014-11-06
- Accepted Time:
- 2014-11-06 20:22:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1398582 | Michael Descheneaux | Svb Financial Group 3005 Tasman Drive Santa Clara CA 95054 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-04 | 1,400 | $27.84 | 8,440 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-11-04 | 1,301 | $45.19 | 9,741 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-11-04 | 4,000 | $60.37 | 13,741 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-04 | 1,400 | $110.59 | 12,341 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-04 | 1,301 | $110.92 | 11,040 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-04 | 500 | $110.87 | 10,540 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-04 | 300 | $110.89 | 10,240 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-04 | 200 | $110.90 | 10,040 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-04 | 100 | $110.91 | 9,940 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-04 | 300 | $111.00 | 9,640 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-04 | 100 | $111.01 | 9,540 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-04 | 100 | $111.02 | 9,440 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-04 | 100 | $111.03 | 9,340 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-04 | 500 | $111.04 | 8,840 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-04 | 100 | $111.07 | 8,740 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-04 | 200 | $111.08 | 8,540 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-04 | 100 | $111.09 | 8,440 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-04 | 100 | $111.11 | 8,340 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-04 | 100 | $111.12 | 8,240 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-04 | 100 | $111.14 | 8,140 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-04 | 300 | $111.16 | 7,840 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-04 | 300 | $111.18 | 7,540 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-04 | 100 | $111.19 | 7,440 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-04 | 100 | $111.23 | 7,340 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-04 | 300 | $111.46 | 7,040 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2014-11-04 | 4,000 | $60.37 | 4,000 | $60.37 |
Common Stock | Stock Option | Disposition | 2014-11-04 | 1,301 | $45.19 | 1,301 | $45.19 |
Common Stock | Stock Option | Disposition | 2014-11-04 | 1,400 | $27.84 | 1,400 | $27.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,000 | 2012-04-27 | 2018-04-27 | No | 4 | M | Direct |
7,267 | 2011-07-27 | 2017-07-27 | No | 4 | M | Direct |
3,000 | 2010-05-12 | 2016-05-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 230 | Indirect | By 401(k)/ESOP |
Footnotes
- The 1,400 shares were sold through separate trades, with the sale prices ranging from $110.44 to $110.79 and at a weighted average saleprice of $110.5864.
- The 1,301 shares were sold through separate trades, with the sale prices ranging from $110.81 to $110.98 and at a weighted average sale price of $110.9218.
- The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2014.