Filing Details

Accession Number:
0001209191-14-067168
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-06 20:22:01
Reporting Period:
2014-11-04
Filing Date:
2014-11-06
Accepted Time:
2014-11-06 20:22:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
719739 Svb Financial Group SIVB State Commercial Banks (6022) 942856336
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1398582 Michael Descheneaux Svb Financial Group
3005 Tasman Drive
Santa Clara CA 95054
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-04 1,400 $27.84 8,440 No 4 M Direct
Common Stock Acquisiton 2014-11-04 1,301 $45.19 9,741 No 4 M Direct
Common Stock Acquisiton 2014-11-04 4,000 $60.37 13,741 No 4 M Direct
Common Stock Disposition 2014-11-04 1,400 $110.59 12,341 No 4 S Direct
Common Stock Disposition 2014-11-04 1,301 $110.92 11,040 No 4 S Direct
Common Stock Disposition 2014-11-04 500 $110.87 10,540 No 4 S Direct
Common Stock Disposition 2014-11-04 300 $110.89 10,240 No 4 S Direct
Common Stock Disposition 2014-11-04 200 $110.90 10,040 No 4 S Direct
Common Stock Disposition 2014-11-04 100 $110.91 9,940 No 4 S Direct
Common Stock Disposition 2014-11-04 300 $111.00 9,640 No 4 S Direct
Common Stock Disposition 2014-11-04 100 $111.01 9,540 No 4 S Direct
Common Stock Disposition 2014-11-04 100 $111.02 9,440 No 4 S Direct
Common Stock Disposition 2014-11-04 100 $111.03 9,340 No 4 S Direct
Common Stock Disposition 2014-11-04 500 $111.04 8,840 No 4 S Direct
Common Stock Disposition 2014-11-04 100 $111.07 8,740 No 4 S Direct
Common Stock Disposition 2014-11-04 200 $111.08 8,540 No 4 S Direct
Common Stock Disposition 2014-11-04 100 $111.09 8,440 No 4 S Direct
Common Stock Disposition 2014-11-04 100 $111.11 8,340 No 4 S Direct
Common Stock Disposition 2014-11-04 100 $111.12 8,240 No 4 S Direct
Common Stock Disposition 2014-11-04 100 $111.14 8,140 No 4 S Direct
Common Stock Disposition 2014-11-04 300 $111.16 7,840 No 4 S Direct
Common Stock Disposition 2014-11-04 300 $111.18 7,540 No 4 S Direct
Common Stock Disposition 2014-11-04 100 $111.19 7,440 No 4 S Direct
Common Stock Disposition 2014-11-04 100 $111.23 7,340 No 4 S Direct
Common Stock Disposition 2014-11-04 300 $111.46 7,040 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2014-11-04 4,000 $60.37 4,000 $60.37
Common Stock Stock Option Disposition 2014-11-04 1,301 $45.19 1,301 $45.19
Common Stock Stock Option Disposition 2014-11-04 1,400 $27.84 1,400 $27.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,000 2012-04-27 2018-04-27 No 4 M Direct
7,267 2011-07-27 2017-07-27 No 4 M Direct
3,000 2010-05-12 2016-05-12 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 230 Indirect By 401(k)/ESOP
Footnotes
  1. The 1,400 shares were sold through separate trades, with the sale prices ranging from $110.44 to $110.79 and at a weighted average saleprice of $110.5864.
  2. The 1,301 shares were sold through separate trades, with the sale prices ranging from $110.81 to $110.98 and at a weighted average sale price of $110.9218.
  3. The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2014.