Filing Details
- Accession Number:
- 0001181431-14-035833
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-06 19:11:40
- Reporting Period:
- 2014-11-04
- Filing Date:
- 2014-11-06
- Accepted Time:
- 2014-11-06 19:11:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1411494 | Apollo Global Management Llc | APO | Investment Advice (6282) | 208880053 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1382483 | C James Zelter | C/O Apollo Global Management, Llc 9 West 57Th Street, 43Rd Floor New York NY 10019 | Managing Dir - Credit | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Shares | Disposition | 2014-11-04 | 3,504 | $22.25 | 218,526 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Shares | 245,924 | Indirect | See Footnote 3 |
Class A Shares | 54,774 | Indirect | See Footnote 4 |
Footnotes
- Primarily consists of Class A shares sold by the reporting person in order to satisfy the minimum tax withholding obligations arising in connection with the delivery of Class A shares underlying vested restricted share units ("RSUs"). RSUs are granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan (the "2007 Plan").
- Reported amount includes 215,863 RSUs granted under the 2007 Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
- By Zelter APO Series LLC, a vehicle over which the reporting person exercises voting and investment control.
- By Zelter APO Series LLC, 3/31/14 Series, a vehicle over which the reporting person exercises voting and investment control.