Filing Details
- Accession Number:
- 0001127602-14-031458
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-06 16:28:48
- Reporting Period:
- 2014-11-05
- Filing Date:
- 2014-11-06
- Accepted Time:
- 2014-11-06 16:28:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
906107 | Equity Residential | EQR | Real Estate Investment Trusts (6798) | 363877868 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1219726 | J David Neithercut | Two North Riverside Plaza, Suite 400 Chicago IL 60606 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares Of Beneficial Interest | Acquisiton | 2014-11-05 | 50,000 | $53.50 | 52,874 | No | 4 | M | Indirect | Family Limited Partnership |
Common Shares Of Beneficial Interest | Disposition | 2014-11-05 | 50,000 | $70.02 | 2,874 | No | 4 | S | Indirect | Family Limited Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | Family Limited Partnership |
No | 4 | S | Indirect | Family Limited Partnership |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares Of Beneficial Interest | Non-qualified Stock Option (Right to Buy) | Disposition | 2014-11-05 | 50,000 | $0.00 | 50,000 | $53.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
40,859 | 2017-02-08 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares Of Beneficial Interest | 2,542 | Indirect | 401(k) Plan |
Common Shares Of Beneficial Interest | 33,817 | Indirect | Grantor Trust (fbo daughter) |
Common Shares Of Beneficial Interest | 33,817 | Indirect | Grantor Trust (fbo son) |
Common Shares Of Beneficial Interest | 2,039 | Indirect | SERP Account |
Common Shares Of Beneficial Interest | 91,907 | Indirect | Trust (fbo wife) |
Common Shares Of Beneficial Interest | 1,562 | Indirect | Trust (fbo wife) |
Footnotes
- Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.
- The price represents the weighted average price of the shares sold. The shares were sold within a range of $70.00 to $70.06. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through October 11, 2014.
- Represents shares beneficially owned by a trust for the benefit of the reporting person's daughter. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- Represents shares beneficially owned by a trust for the benefit of the reporting person's son. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person, and includes shares acquired through dividend reinvestments.
- Represents shares beneficially owned by a trust for the benefit of the reporting person's wife. The reporting person is the sole trustee of this trust and, as such, may be deemed the beneficial owner of these shares.
- Represents shares beneficially owned by a trust for the benefit of the reporting person's wife. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- Represents share options scheduled to vest in approximately three equal installments on February 8, 2008, February 8, 2009 and February 8, 2010.