Filing Details
- Accession Number:
- 0001209191-14-066980
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-06 15:47:14
- Reporting Period:
- 2014-11-06
- Filing Date:
- 2014-11-06
- Accepted Time:
- 2014-11-06 15:47:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 850261 | Sorrento Therapeutics Inc. | SRNE | Services-Commercial Physical & Biological Research (8731) | 330344842 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1470981 | Henry Ji | C/O Sorrento Therapeutics, Inc. 6042 Cornerstone Ct. West, Suite B San Diego CA 92121 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-06 | 2,000 | $4.55 | 6,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2014-11-06 | 1,000 | $4.50 | 7,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,084,162 | Indirect | See Footnote |
Footnotes
- Shares are held in family trusts, of which Dr. Ji is a co-trustee with his wife.
Billionaire Hedge Funds
