Filing Details
- Accession Number:
- 0001209191-14-066921
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-06 12:03:21
- Reporting Period:
- 2014-11-04
- Filing Date:
- 2014-11-06
- Accepted Time:
- 2014-11-06 12:03:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1415336 | Zeltiq Aesthetics Inc | ZLTQ | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1417973 | J Keith Sullivan | C/O 4698 Willow Road Suite 100 Pleasanton CA 94588 | Svp Of Ww Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-04 | 10,000 | $0.00 | 110,323 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2014-11-04 | 604 | $26.44 | 109,719 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-11-04 | 4,465 | $26.44 | 105,254 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-11-05 | 1,008 | $26.59 | 104,246 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,000 | Indirect | By Keith J Sullivan (IRA) FCC as custodian |
| Common Stock | 10,000 | Indirect | By Keith J Sullivan and Susan Sullivan JT Wros. |
Footnotes
- The reported acquisition is the partial vesting of a performance award to acquire 40,000 shares reported on a Form 4 filed on February 25, 2014. Consequently, no increase in the number of shares held from the prior Form 4 is reported, as these shares are part of the 40,000 shares previously reported as held.
- Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligation that arose in connection with the vesting of the Restricted Stock Units ("RSUs"). The RSUs for 65,000 shares vest as follows: 25% of the total number of shares subject to the RSUs vested on October 4, 2013 and the remainder vests in 36 equal monthly installments.
- Represents the number of shares withheld by and surrendered to the Issuer to satisfy the tax withholding obligation that arose in connection with the vesting of the performance stock units (the "PSUs"). The PSUs for 40,000 shares vest in four equal installments quarterly upon achievement of certain performance milestones. 10,000 shares subject to the PSUs were earned on November 4, 2014.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 17, 2014.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.53 to $26.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Billionaire Hedge Funds
