Home > Insider Trading > Filing (0001381668-14-000076)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1381668	Tfs Financial Corp	TFSL	Savings Institution, Federally Chartered (6035)	522054948

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1530942	C Terence Paulett	7007 Broadway Avenue Cleveland OH 44105	Chief Risk Off Of Subsidiary	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-11-05	5,753	$14.88	0	No	4	S	Indirect	By 401(k)
Common Stock	Disposition	2014-11-05	5,300	$14.88	54	No	4	S	Indirect	By ESOP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By 401(k)
No	4	S	Indirect	By ESOP

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	17,482	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (right to buy)	$11.64	2023-12-03	28,700	28,700	Direct
Common Stock	Restricted Stock Units	$0.00		3,867	3,867	Direct
Common Stock	Restricted Stock Units	$0.00		20,000	20,000	Direct
Common Stock	Restricted Stock Units	$0.00		4,200	4,200	Direct
Common Stock	Employee Stock Option (right to buy)	$8.61	2021-12-14	40,000	40,000	Direct
Common Stock	Employee Stock Option (right to buy)	$9.43	2022-12-15	27,800	27,800	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2023-12-03	28,700	28,700	Direct
	3,867	3,867	Direct
	20,000	20,000	Direct
	4,200	4,200	Direct
2021-12-14	40,000	40,000	Direct
2022-12-15	27,800	27,800	Direct

Footnotes

Shares are held with shared voting power with spouse.
As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 28,700 stock options on December 3, 2013. These stock options vest in three equal installments beginning December 3, 2014.
Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
The reporting person received a grant of 5,800 Restricted Stock Units ("RSU's") on December 28, 2012. These RSU's vest in three equal annual installments beginning December 15, 2013.
The reporting person received a grant of 20,000 Restricted Stock Units ("RSUs") on December 19, 2011 which vest 100% on December 15, 2014.
As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 4,200 Restricted Stock Units ("RSU's") on December 3, 2013. These RSU's vest in three equal annual installments beginning December 3, 2014.
The reporting person received a grant of 40,000 stock options on December 19, 2011 which vest 100% on December 15, 2014.
The reporting person received a grant of 41,700 stock options on December 28, 2012. These stock options vest in three equal installments beginning December 15, 2013.