Filing Details
- Accession Number:
- 0001209191-14-066869
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-05 21:00:26
- Reporting Period:
- 2014-11-05
- Filing Date:
- 2014-11-05
- Accepted Time:
- 2014-11-05 21:00:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
59440 | Vector Group Ltd | VGR | Cigarettes (2111) | 650949535 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1281070 | J Ronald Bernstein | C/O Liggett Vector Brands Llc 3800 Paramount Parkway Morrisville NC 27560 | President Subsidiary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-05 | 65,000 | $11.44 | 142,562 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-05 | 65,000 | $21.84 | 77,562 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee stock option (right to buy) | Disposition | 2014-11-05 | 34,637 | $11.44 | 34,637 | $11.44 |
Common Stock | Employee stock option (right to buy) | Disposition | 2014-11-05 | 30,363 | $11.44 | 30,363 | $11.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
96,958 | 2008-12-31 | 2016-08-16 | No | 4 | M | Direct |
66,595 | 2009-12-31 | 2016-08-16 | No | 4 | M | Direct |
Footnotes
- All information presented is adjusted for Vector Group Ltd.'s 5% stock dividend payable to stockholders of record on September 15, 2014.
- Represents the weighted average sales price for price increments ranging from $21.65 to $22.21. The Reporting Person undertakes to provide, upon request for the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of nonderivative securities sold at each separate price for all transactions reported on this Form 4.