Filing Details
- Accession Number:
- 0001179110-14-016213
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-05 20:25:36
- Reporting Period:
- 2014-10-15
- Filing Date:
- 2014-11-05
- Accepted Time:
- 2014-11-05 20:25:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 868857 | Aecom Technology Corp | ACM | Services-Engineering Services (8711) | 611088522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1389487 | M John Dionisio | C/O Aecom Technology Corporation 1999 Avenue Of The Stars, Suite 2600 Los Angeles CA 90067 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-10-15 | 10,500 | $0.00 | 65,240 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2014-10-15 | 7,800 | $0.00 | 8,500 | No | 5 | G | Indirect | by John M Dionisio & Rose Lucy Dionisio JTWROS |
| Common Stock | Disposition | 2014-11-03 | 20,000 | $32.56 | 45,240 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | by John M Dionisio & Rose Lucy Dionisio JTWROS |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 164,948 | Indirect | by John M Dionisio Family Irrevocable Trust |
| Common Stock | 87,840 | Indirect | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | $23.94 | 2015-12-01 | 98,281 | 98,281 | Direct | |
| Common Stock | Employee Stock Option | $24.45 | 2016-12-02 | 145,349 | 145,349 | Direct | |
| Common Stock | Employee Stock Option | $27.54 | 2017-12-08 | 4,083 | 4,083 | Direct | |
| Common Stock | Restricted Stock Unit | $0.00 | 35,685 | 35,685 | Direct | ||
| Common Stock | Restricted Stock Unit | $0.00 | 108,755 | 108,755 | Direct | ||
| Common Stock | Restricted Stock Unit | $0.00 | 84,874 | 84,874 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-12-01 | 98,281 | 98,281 | Direct |
| 2016-12-02 | 145,349 | 145,349 | Direct |
| 2017-12-08 | 4,083 | 4,083 | Direct |
| 35,685 | 35,685 | Direct | |
| 108,755 | 108,755 | Direct | |
| 84,874 | 84,874 | Direct |
Footnotes
- The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on December 16, 2013.
- This transaction was executed in multiple trades at prices ranging from $32.34 to $ 32.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The options vested in three equal annual installments beginning on December 1, 2009.
- The options vested in three equal annual installments beginning on December 2, 2010.
- The options vested in three equal annual installments beginning on December 8, 2011.
- Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- The restricted stock units vest in three equal annual installments beginning December 2012.
- The restricted stock units vest in December 2015.
- The restricted stock units vest in December 2016.
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