Filing Details
- Accession Number:
- 0001209191-14-066847
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-05 19:39:41
- Reporting Period:
- 2014-11-03
- Filing Date:
- 2014-11-05
- Accepted Time:
- 2014-11-05 19:39:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1412043 | Opower Inc. | OPWR | Services-Prepackaged Software (7372) | 260542549 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1601523 | Jeremy Kirsch | C/O Opower, Inc. 1515 North Courthouse Road, 8Th Floor Arlington VA 22201 | Svp, Worldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-03 | 10,133 | $0.05 | 130,966 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-03 | 13,300 | $17.08 | 117,666 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-03 | 1,000 | $17.83 | 116,666 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-11-04 | 2,367 | $0.05 | 119,033 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-04 | 2,367 | $16.85 | 116,666 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-11-03 | 10,133 | $0.00 | 10,133 | $0.05 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-11-04 | 2,367 | $0.00 | 2,367 | $0.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 724,367 | 2018-07-26 | No | 4 | M | Direct | |
| 722,000 | 2018-07-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 62,500 | Indirect | See Footnote |
| Common Stock | 62,500 | Indirect | See Footnote |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2014.
- The sale prices reported in column 4 of Table 1 represent the weighted average sale prices of the shares sold ranging from $16.69 to $17.67, $17.71 to $18.00, and 16.48 to $17.06 per share, respectively. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Shares held by The Jeremy E. Kirsch 2013 Five-Year Grantor Retained Annuity Trust.
- Shares held by The Jeremy E. Kirsch 2013 Three-Year Grantor Retained Annuity Trust.
- The option is fully vested and exercisable.
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