Home > Insider Trading > Filing (0001104659-14-077196)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1506492	Sunshine Heart Inc.	SSH	Electromedical & Electrotherapeutic Apparatus (3845)	680533453

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1542841	A/C 4A Venture Capital Cm	Level 8, 379 Queen Street Brisbane C3 QLD 4000	No	No	Yes	No
1542842	A/C 4B Venture Capital Cm	Level 8, 379 Queen Street Brisbane C3 QLD 4000	No	No	Yes	No
1619365	Ltd Pty Ventures Talu	Level 8, 379 Queen Street Brisbane C3 QLD 4000	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-09-23	62,500	$10.50	812,856	No	4	P	Indirect	By: CM Capital Venture Trust 4A
Common Stock	Acquisiton	2013-09-23	62,500	$10.50	812,856	No	4	P	Indirect	By: CM Capital Venture Trust 4B

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By: CM Capital Venture Trust 4A
No	4	P	Indirect	By: CM Capital Venture Trust 4B

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Common Stock Warrant (right to buy)	$0.00			0	188,393	Indirect
Common Stock	Common Stock Warrant (right to buy)	$0.00			0	188,393	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	0	188,393	Indirect
	0	188,393	Indirect

Footnotes

Represents securities held by CM Capital Venture Trust 4A. Beginning January 1, 2013, Talu Ventures Pty Ltd. became the investment manager of CM Capital Venture Trust 4A and has voting and investment power over the securities held by CM Capital Venture Trust 4A, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Voting and investment decisions are made by an investment committee of five individuals, each of whom disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Represents securities held by CM Capital Venture Trust 4B. Beginning January 1, 2013, Talu Ventures Pty Ltd. became the investment manager of CM Capital Venture Trust 4B and has voting and investment power over the securities held by CM Capital Venture Trust 4B, but disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Voting and investment decisions are made by an investment committee of five individuals, each of whom disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.