Filing Details

Accession Number:
0000749660-14-000036
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-11-05 19:12:31
Reporting Period:
2014-11-03
Filing Date:
2014-11-05
Accepted Time:
2014-11-05 19:12:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
749660 Icad Inc ICAD Surgical & Medical Instruments & Apparatus (3841) 020377419
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1362512 M Stacey Stevens C/O Icad, Inc.
98 Spit Brook Road, Suite 100
Nashua NH 03062
Sr. Vp Of Marketing & Strategy No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-11-03 10,000 $2.27 72,731 No 4 M Direct
Common Stock Disposition 2014-11-03 10,000 $11.31 62,731 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2014-11-03 10,000 $0.00 10,000 $2.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,000 2013-09-25 2022-09-25 No 4 M Direct
Footnotes
  1. This sale is made pursuant to a trading plan previously entered into by the reporting person and complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended.
  2. The reported securities were executed in multiple trades with prices ranging between $11.08 and $11.52, with an average price of $11.3123 per share. The reporting person hereby undertakes to provide, upon request, to the SEC Staff, the Issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.