Filing Details
- Accession Number:
- 0000749660-14-000036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-05 19:12:31
- Reporting Period:
- 2014-11-03
- Filing Date:
- 2014-11-05
- Accepted Time:
- 2014-11-05 19:12:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
749660 | Icad Inc | ICAD | Surgical & Medical Instruments & Apparatus (3841) | 020377419 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1362512 | M Stacey Stevens | C/O Icad, Inc. 98 Spit Brook Road, Suite 100 Nashua NH 03062 | Sr. Vp Of Marketing & Strategy | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-11-03 | 10,000 | $2.27 | 72,731 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-11-03 | 10,000 | $11.31 | 62,731 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-11-03 | 10,000 | $0.00 | 10,000 | $2.27 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
40,000 | 2013-09-25 | 2022-09-25 | No | 4 | M | Direct |
Footnotes
- This sale is made pursuant to a trading plan previously entered into by the reporting person and complies with the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended.
- The reported securities were executed in multiple trades with prices ranging between $11.08 and $11.52, with an average price of $11.3123 per share. The reporting person hereby undertakes to provide, upon request, to the SEC Staff, the Issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.