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Filing Details

Accession Number:: 0001054374-14-000157
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-11-05 18:44:40
Reporting Period:: 2014-11-03

Filing Date:: 2014-11-05
Accepted Time:: 2014-11-05 18:44:40
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1054374	Broadcom Corp	BRCM	Semiconductors & Related Devices (3674)	330480482

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1201633	Henry Samueli	5300 California Avenue Irvine CA 92617	Chairman Of The Board And Cto	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2014-10-22	56,912	$0.00	447,037	No	5	G	Direct
Class A Common Stock	Acquisiton	2014-10-22	56,912	$0.00	56,912	No	5	G	Indirect	See Footnote
Class A Common Stock	Disposition	2014-10-22	56,912	$0.00	0	No	5	G	Indirect	See Footnote
Class A Common Stock	Acquisiton	2014-10-22	56,912	$0.00	56,912	No	5	G	Indirect	See Footnote
Class A Common Stock	Acquisiton	2014-11-03	43,000	$0.00	43,000	No	4	C	Indirect	See Footnote
Class A Common Stock	Disposition	2014-11-03	43,000	$41.80	0	No	4	S	Indirect	See Footnote
Class A Common Stock	Acquisiton	2014-11-03	14,000	$0.00	14,000	No	4	C	Indirect	See Footnote
Class A Common Stock	Disposition	2014-11-03	14,000	$41.80	0	No	4	S	Indirect	See Footnote
Class A Common Stock	Acquisiton	2014-11-03	43,000	$0.00	99,912	No	4	C	Indirect	See Footnote
Class A Common Stock	Disposition	2014-11-03	43,000	$41.80	56,912	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Direct
No	5	G	Indirect	See Footnote
No	5	G	Indirect	See Footnote
No	5	G	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B common stock	Disposition	2014-11-03	43,000	$0.00	43,000	$0.00
Class A Common Stock	Class B common stock	Disposition	2014-11-03	14,000	$0.00	14,000	$0.00
Class A Common Stock	Class B common stock	Disposition	2014-11-03	43,000	$0.00	43,000	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
14,276,242	No	4	C	Indirect
1,067,500	No	4	C	Indirect
6,756,275	No	4	C	Indirect

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B common stock	$0.00			913,473	913,473	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	913,473	913,473	Indirect

Footnotes

On October 22, 2014 the Reporting Person transferred 56,912 shares to the Shiloh Trust. On the same date, the Shiloh Trust transferred all of such shares to H&S Investments I L.P., an entity owned by the Shiloh Trust.
Includes (i) 6 shares that are held as Class A common stock and (ii) 447,031 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
Held by the Shiloh Trust. The Reporting Person, as co-trustee and co-beneficiary of such trust, is deemed to beneficially own the Issuer's securities held by such trust.
Held by H&S Investments I L.P., an entity owned by the Shiloh Trust, for which trust the Reporting Person is co-trustee and co-beneficiary.
Such transaction was effected by HS Portfolio L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Each share of Class B common stock is convertible at any time into one share of Class A common stock at the option of the holder.
Held by HS Portfolio L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Such transaction was executed in multiple trades at prices ranging from $41.61 to $42.17. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Such transaction was effected by H&S Portfolio II L.P., an entity owned by the Henry Samueli Lifetime Benefit Trust, for which trust the Reporting Person is trustee and beneficiary.
Held by H&S Portfolio II L.P., an entity owned by the Henry Samueli Lifetime Benefit Trust, for which trust the Reporting Person is trustee and beneficiary.
Such transaction was effected by H&S Investments I L.P., an entity owned by the Shiloh Trust, for which trust the Reporting Person is co-trustee and co-beneficiary.
Such transaction was executed in multiple trades at prices ranging from $41.61 to $42.18. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Held by HS Management, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.