Filing Details
- Accession Number:
- 0001209191-14-066795
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-05 18:41:10
- Reporting Period:
- 2014-11-03
- Filing Date:
- 2014-11-05
- Accepted Time:
- 2014-11-05 18:41:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1412043 | Opower Inc. | OPWR | Services-Prepackaged Software (7372) | 260542549 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1601827 | Alexander Laskey | C/O Opower, Inc. 1515 North Courthouse Road, 8Th Floor Arlington VA 22201 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-11-03 | 15,698 | $17.10 | 4,588,063 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-03 | 1,000 | $17.84 | 4,587,063 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-04 | 20,983 | $16.84 | 4,566,080 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-05 | 12,319 | $16.39 | 4,553,761 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,900,000 | Indirect | See Footnote |
| Common Stock | 33,334 | Indirect | See Footnote |
| Common Stock | 33,334 | Indirect | See Footnote |
| Common Stock | 50,000 | Indirect | See Footnote |
| Common Stock | 33,334 | Indirect | See Footnote |
| Common Stock | 50,000 | Indirect | See Footnote |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2014.
- The sale prices reported in column 4 of Table 1 represent the weighted average sale prices of the shares sold ranging from $16.68 to $17.66, $17.71 to $18.01, $16.41 to $17.19, and $16.07 to $16.89 per share, respectively. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Shares held by Laskey-A Investment Trust.
- Shares held by Baruch Farbiarz and Elsa Farbiarz, who have granted an irrevocable proxy to Mr. Laskey.
- Shares held by Adam Farbiarz, who has granted an irrevocable proxy to Mr. Laskey.
- Shares held by Jacob Laskey, who has granted an irrevocable proxy to Mr. Laskey.
- Shares held by Michael Farbiarz and Megan Lewis, who have granted an irrevocable proxy to Mr. Laskey.
- Shares held by Richard Laskey and Abbie Laskey, who have granted an irrevocable proxy to Mr. Laskey.
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