Filing Details
- Accession Number:
- 0000911916-14-000133
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-11-05 18:39:00
- Reporting Period:
- 2014-11-03
- Filing Date:
- 2014-11-05
- Accepted Time:
- 2014-11-05 18:39:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1136869 | Zimmer Holdings Inc | ZMH | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 134151777 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1574684 | Katarzyna Mazur-Hofsaess | C/O Zimmer, Inc. P. O. Box 708 Warsaw IN 46580 | Pres., Eur., M. East & Afr. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-11-03 | 2,500 | $57.93 | 5,785 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-03 | 2,390 | $60.01 | 8,175 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-03 | 11,313 | $64.13 | 19,488 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-11-03 | 8,765 | $73.15 | 28,253 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-11-03 | 2,500 | $110.13 | 25,753 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-03 | 2,390 | $110.13 | 23,363 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-03 | 11,313 | $109.88 | 12,050 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-03 | 8,765 | $109.91 | 3,285 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-11-03 | 3,285 | $110.58 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-11-03 | 2,500 | $0.00 | 2,500 | $57.93 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-11-03 | 2,390 | $0.00 | 2,390 | $60.01 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-11-03 | 11,313 | $0.00 | 11,313 | $64.13 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-11-03 | 8,765 | $0.00 | 8,765 | $73.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-03-01 | No | 4 | M | Direct | |
| 2,390 | 2021-03-16 | No | 4 | M | Direct | |
| 11,312 | 2022-03-19 | No | 4 | M | Direct | |
| 26,295 | 2023-03-18 | No | 4 | M | Direct |
Footnotes
- Represents the sale of 2,500 shares in multiple transactions, ranging in price from $110.05 to $110.25 per share, resulting in a weighted average sale price of $110.1265. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- Represents the sale of 2,390 shares in multiple transactions, ranging in price from $110.05 to $110.25 per share, resulting in a weighted average sale price of $110.1257. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- Represents the sale of 11,313 shares in multiple transactions, ranging in price from $109.59 to $110.175 per share, resulting in a weighted average sale price of $109.8778. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- Represents the sale of 8,765 shares in multiple transactions, ranging in price from $109.58 to $110.195 per share, resulting in a weighted average sale price of $109.9138. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- Represents the sale of 3,285 shares in multiple transactions, ranging in price from $110.5201 to $110.66 per share, resulting in a weighted average sale price of $110.5835. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- These 2,500 options vested on March 1, 2014.
- These 2,390 options vested on March 16, 2014; the remaining 2,390 options are scheduled to vest on March 16, 2015.
- 5,657 of the options vested on March 19, 2013 and 5,656 of the options vested on March 19, 2014; 5,656 options are scheduled to vest on each of March 19, 2015, and 2016.
- 8,765 of the options vested on March 18, 2014; 8,765 of the options are scheduled to vest on each of March 18, 2015, 2016 and 2017.
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